Investment Loss Recovery Attorneys
For investors placed into private placements, non-traded REITs, structured products, and other complex investments that failed.
Investment loss recovery is the process of pursuing compensation from the brokerage firm or advisor who recommended an investment that was unsuitable, misrepresented, or inadequately disclosed. Most of these claims proceed through FINRA arbitration.
Industria Business Lawyers LLP brings an issuer-side perspective to this work. The firm structures private offerings and drafts the disclosure documents behind them, so we know where risk language sits, what due diligence a selling firm should have performed, and how a suitability representation is supposed to function. See FINRA Arbitration Attorneys.
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Discuss Your Investment Loss with Our Team
Investments We See Most Often
These products share a pattern. They are complex, often illiquid, and frequently sold as safe income. Related: FINRA Arbitration and Regulation D Offerings.
Private Placements and Reg D
Private placements are unregistered offerings sold under exemptions such as Regulation D. They are illiquid, carry issuer-specific risk, and are limited to investors who meet defined eligibility standards. See Regulation D Offerings.
Non-Traded REITs and Real Estate
Non-traded REITs do not trade on an exchange. An investor may be unable to exit at will and may not know the true value of the position until a valuation event forces the issue.
Structured and Market-Linked Notes
Structured notes combine a debt instrument with a derivative. Their downside behavior is frequently less obvious to the investor than the headline yield or the stated protection level.
Alternative and Interval Funds
Interval funds and alternative strategies limit redemptions to defined windows. Liquidity constraints matter most at exactly the moment an investor wants out.
Annuities and Insurance Products
Variable and indexed annuities carry surrender periods and layered fees. Moving an investor between contracts can raise both suitability and excessive-activity questions.
Digital-Asset Products
Digital-asset exposure now reaches ordinary brokerage accounts through funds and structured products. The suitability analysis is the same as for any volatile, complex product. See Crypto Fraud Recovery.
When IBL Is Engaged
Losses in these products surface in stages. Engagement commonly begins at one of these points.
At the first sign of trouble. A missed distribution, a suspended redemption, or a valuation writedown is often the first signal that a product is failing.
When the investor cannot get answers. Sponsors and selling firms slow down when a product is in difficulty. We request the records the investor is entitled to receive.
When the product formally fails. Bankruptcy, wind-down, or regulatory action changes what evidence exists and how quickly a claim should move.
When a parallel proceeding appears. A regulatory action or class action can affect an individual claim’s timing and its value.
What Our Clients Say About Us
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I would recommend working with Aaron and team.”
Julien Genestoux from Unlock, Inc
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Their expertise supports every aspect of our corporate legal needs, and they consistently deliver thorough, cost-effective, and timely work. For any small business looking for dependable and knowledgeable corporate counsel, we wholeheartedly recommend IBL.”
Felipe Pinto from Revolve Labs
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In a world surrounded by corporate lawyers, IBL stands out as a very human firm. As a result, we’ve continued to rely on them as our go-to legal counsel for ongoing corporate matters.”
Zachary Panos from Fourcaster LLC
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From the very beginning, their team demonstrated exceptional expertise and a deep understanding of the complex legal landscape surrounding our Fund.
The attorneys were incredibly responsive, guiding me through every step of the process with clarity and professionalism.
They took the time to address all my questions and concerns, ensuring that I felt confident in each decision we made. Their attention to detail and thoroughness were evident in the documents they prepared, which gave me peace of mind knowing that everything was handled properly. What stood out most was their commitment to my vision. They not only provided legal advice but also offered valuable insights into the industry, helping me navigate potential challenges and seize opportunities. Their strategic approach was instrumental in setting up a robust fund structure that aligns with my goals.
Overall, working with IBL was a fantastic experience. They made a complex process manageable and stress-free. If you’re looking to establish a PE fund or need any legal assistance in this area, look no further than IBL Thank you for your outstanding support!”
Jeff from Solar Carbon Credit Fund
Tell Us About Your Matter
How We Work an Investment Loss Claim
Offering Document Review +
The offering memorandum, subscription documents, and marketing materials read against what the investor was actually told
Suitability Analysis +
The recommendation measured against the investor’s stated objectives, time horizon, risk tolerance, and capacity for loss
Selling-Firm Due Diligence +
What the selling firm knew or should have known about the product before putting clients into it
Damages Modeling +
The loss quantified against a well-managed portfolio alternative, with the methodology documented for the panel
FINRA Claim Preparation +
The Statement of Claim drafted and filed with FINRA Dispute Resolution Services
Negotiation and Mediation +
Settlement discussions and FINRA mediation pursued where resolution serves the client better than a hearing
Hearing and Award +
The claim presented to the panel, followed by confirmation or collection of any award
FAQ
01 • Securities Can I bring a claim if I signed the subscription documents?
Often yes. Signing account or subscription paperwork does not release a brokerage firm from its obligation to recommend suitable investments and to disclose material risks. What matters is what was recommended and what was explained, not only what was signed.
02 • Securities The investment was supposed to be illiquid. Is that still a claim?
It can be. Illiquidity by itself is not misconduct. The question is whether the investor was told plainly what illiquidity would mean for them, and whether a product with those constraints suited their circumstances at all.
03 • Securities Who is the claim brought against?
Usually the brokerage firm that sold the investment and supervised the representative, and in some cases the individual advisor. The issuer of the product may or may not be a party, depending on the facts.
04 • Securities How long does a claim take?
Timelines vary with the complexity of the product and the volume of documents. Cases involving private offerings tend to require more discovery than listed-security claims. See the FINRA arbitration process.
05 • Securities What if the sponsor has gone bankrupt?
A failed sponsor does not end the claim. The FINRA claim runs against the brokerage firm that recommended and sold the product, which is a separate party from the issuer.
Tell Us What You Were Sold
Send the product name, the year, and the firm that sold it, or call (202) 860-1210.
This page provides general legal information about FINRA arbitration and does not constitute legal advice or create an attorney-client relationship. Rules, procedures, and case law change. Information is current as of August 2026. Prior results do not guarantee a similar outcome.