Experienced Counsel for Corporate Growth and Financial Innovation
Navigating Business Challenges, Ensuring Compliance, and Driving Strategic Transactions
Every business, from emerging startups to established enterprises, encounters commercial and financial challenges that demand skilled legal support. At Industria Business Lawyers LLP, our Corporate and Securities Group specializes in helping businesses thrive through every stage of growth.
Our team provides practical and sophisticated legal strategies for corporate governance, mergers and acquisitions, exempt securities offerings, venture capital financing, and more. Whether you’re structuring a deal, raising capital, or navigating regulatory requirements, we deliver tailored solutions aiming to minimize your legal risks and position your business for success.
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Our Expertise

Private Placements +
Secure funding through compliant and strategic private placements (generally of equity) taking advantage of SEC exemptions. Includes pre-seed and seed rounds (including “Series Seed”), SAFEs, convertible notes, and letter rounds (Series A, Series B, etc.).

Securities Law Compliance +
Navigate federal and state “blue sky” regulations seamlessly. Includes state limited offering exemptions, Securities Act Rule 506(c) accredited investor offerings, Regulation S offerings, Rule 506(b) offerings, Regulation CrowdFunding offerings, Regulation A+ offerings, and more.

General Corporate Legal Advisory +
Contracts and business transactions formulation, review and advisory.

Corporate Governance +
Structuring corporate decision-making, ensuring corporate actions are properly authorized, and corporate formalities are observed to minimize legal risks.

Mergers & Acquisitions+
We guide clients through every step of M&A deals.

Strategic Ventures+
Structure joint ventures, cooperation agreements, and other forms of business alliances to maximize business potential.
Attorneys:

Alexander Rodriguez
Managing Partner

Eric Goldman
IP Group Lead

Laura “LC” Cole
Counsel & Director of Partnerships Blockchain & Corporate

Eric Ubias
Counsel

Atilla Baksay
Counsel

Senen Garcia
Counsel

Ali Derie
Counsel

Rogelio J. Carrasquillo
Counsel

Robert John McCaffery
Counsel

Christopher Ray
Counsel

Ryan Blum
Counsel
Strategic Partners & Network Attorneys:
What Our Clients Say About Us

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Ryan Blum


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Their expertise supports every aspect of our corporate legal needs, and they consistently deliver thorough, cost-effective, and timely work. For any small business looking for dependable and knowledgeable corporate counsel, we wholeheartedly recommend IBL.”

Felipe Pinto from Revolve Labs


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I would recommend working with Aaron and team.”

Julien Genestoux from Unlock, Inc


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In a world surrounded by corporate lawyers, IBL stands out as a very human firm. As a result, we’ve continued to rely on them as our go-to legal counsel for ongoing corporate matters.”

Zachary Panos from Fourcaster LLC


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From the very beginning, their team demonstrated exceptional expertise and a deep understanding of the complex legal landscape surrounding our Fund.
The attorneys were incredibly responsive, guiding me through every step of the process with clarity and professionalism.
They took the time to address all my questions and concerns, ensuring that I felt confident in each decision we made. Their attention to detail and thoroughness were evident in the documents they prepared, which gave me peace of mind knowing that everything was handled properly. What stood out most was their commitment to my vision. They not only provided legal advice but also offered valuable insights into the industry, helping me navigate potential challenges and seize opportunities. Their strategic approach was instrumental in setting up a robust fund structure that aligns with my goals.
Overall, working with IBL was a fantastic experience. They made a complex process manageable and stress-free. If you’re looking to establish a PE fund or need any legal assistance in this area, look no further than IBL Thank you for your outstanding support!”

Jeff from Solar Carbon Credit Fund

FAQs
1. What does your Corporate and Securities Group specialize in?
Our group focuses on a wide range of corporate and financial legal matters, including corporate counsel, corporate governance, securities offerings, mergers and acquisitions, venture capital financing, and private placements.
2. What types of businesses can benefit from your services?
We serve businesses of all sizes and stages, from startups to growth companies and established enterprises.
3. What is the importance of securities law compliance?
Securities law compliance ensures your business meets federal and state regulatory requirements, reducing the risk of penalties and legal disputes. It is vital raising capital.
4. How can your firm assist with mergers and acquisitions (M&A)?
We provide end-to-end support for M&A transactions, including due diligence, drafting and negotiating agreements, regulatory compliance, and closing deals.
4. How can your firm assist with mergers and acquisitions (M&A)?
We provide end-to-end support for M&A transactions, including due diligence, drafting and negotiating agreements, regulatory compliance, and closing deals.
5. What are private placements of debt and equity?
Private placements are a way for businesses to raise capital by selling securities directly to investors rather than through public offerings. We help structure these deals to comply with federal (primarily, SEC) and state regulations.
6. What does corporate governance entail?
Corporate governance involves establishing policies, practices, and frameworks to ensure a business operates ethically and in compliance with applicable regulations. We help businesses with board advisory, audit committee compliance, and internal controls.
7. How do I prepare for a private placement or securities offering?
Preparation involves identifying potential investors and structuring the offering, creating legal documents like convertible notes, SAFEs or other forms of investment agreements, along with private placement memorandums and subscription agreements (if applicable) and ensuring regulatory compliance with applicable securities exemptions. Our attorneys guide you through every step.
8. Can you assist with regulatory compliance for state and federal securities laws?
Yes, we provide expertise in navigating “blue sky” laws and SEC regulations for private placements helping to ensure full compliance.
9. How do I get started with your Corporate and Securities Group?
Contact us for a consultation. We’ll assess your business needs, discuss potential strategies, and outline a plan to help you achieve your corporate and financial goals.
FAQ
1. What is your Corporate and Securities Group's specialty?
Our group focuses on a wide range of corporate and financial legal matters, including corporate counsel, corporate governance, securities offerings, mergers and acquisitions, venture capital financing, and private placements.
2. What types of businesses can benefit from your services?
We serve businesses of all sizes and stages, from startups to growth companies and established enterprises.
3. What is the importance of securities law compliance?
Securities law compliance ensures your business meets federal and state regulatory requirements, reducing the risk of penalties and legal disputes. It is vital raising capital.
4. How can your firm assist with mergers and acquisitions (M&A)?
We provide end-to-end support for M&A transactions, including due diligence, drafting and negotiating agreements, regulatory compliance, and closing deals.
5. How do I get started with your Corporate and Securities Group?
Contact us for a consultation. We’ll assess your business needs, discuss potential strategies, and outline a plan to help you achieve your corporate and financial goals.
6. What are private placements of debt and equity?
Corporate governance involves establishing policies, practices, and frameworks to ensure a business operates ethically and in compliance with applicable regulations. We help businesses with board advisory, audit committee compliance, and internal controls.
7. What does corporate governance entail?
Corporate governance involves establishing policies, practices, and frameworks to ensure a business operates ethically and in compliance with applicable regulations. We help businesses with board advisory, audit committee compliance, and internal controls.
8. How do I prepare for a private placement or offering?
Preparation involves identifying potential investors and structuring the offering, creating legal documents like convertible notes, SAFEs or other forms of investment agreements, along with private placement memorandums and subscription agreements (if applicable) and ensuring regulatory compliance with applicable securities exemptions. Our attorneys guide you through every step.
9. Can you assist with regulatory compliance for state and federal securities laws?
Yes, we provide expertise in navigating “blue sky” laws and SEC regulations for private placements helping to ensure full compliance.

Speak with a corporate and securities attorney today
Let us help you achieve your business goals with confidence.