Experienced Counsel for Corporate Growth and Financial Innovation

Navigating Business Challenges, Ensuring Compliance, and Driving Strategic Transactions

Every business, from emerging startups to established enterprises, encounters commercial and financial challenges that demand skilled legal support. At Industria Business Lawyers LLP, our Corporate and Securities Group specializes in helping businesses thrive through every stage of growth.

Our team provides practical and sophisticated legal strategies for corporate governance, mergers and acquisitions, exempt securities offerings, venture capital financing, and more. Whether you’re structuring a deal, raising capital, or navigating regulatory requirements, we deliver tailored solutions aiming to minimize your legal risks and position your business for success.

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Our Expertise

Private Placements +

Secure funding through compliant and strategic private placements (generally of equity) taking advantage of SEC exemptions.  Includes pre-seed and seed rounds (including “Series Seed”), SAFEs, convertible notes, and letter rounds (Series A, Series B, etc.).

Securities Law Compliance +

Navigate federal and state “blue sky” regulations seamlessly.  Includes state limited offering exemptions, Securities Act Rule 506(c) accredited investor offerings, Regulation S offerings, Rule 506(b) offerings, Regulation CrowdFunding offerings, Regulation A+ offerings, and more.

General Corporate Legal Advisory +

Contracts and business transactions formulation, review and advisory.

Corporate Governance +

Structuring corporate decision-making, ensuring corporate actions are properly authorized, and corporate formalities are observed to minimize legal risks.

Mergers & Acquisitions+

We guide clients through every step of M&A deals.

Strategic Ventures+

Structure joint ventures, cooperation agreements, and other forms of business alliances to maximize business potential.

What Our Clients Say About Us

FAQs

1. What does your Corporate and Securities Group specialize in?

Our group focuses on a wide range of corporate and financial legal matters, including corporate counsel, corporate governance, securities offerings, mergers and acquisitions, venture capital financing, and private placements.

We serve businesses of all sizes and stages, from startups to growth companies and established enterprises.

Securities law compliance ensures your business meets federal and state regulatory requirements, reducing the risk of penalties and legal disputes. It is vital raising capital.

We provide end-to-end support for M&A transactions, including due diligence, drafting and negotiating agreements, regulatory compliance, and closing deals.

We provide end-to-end support for M&A transactions, including due diligence, drafting and negotiating agreements, regulatory compliance, and closing deals.

Private placements are a way for businesses to raise capital by selling securities directly to investors rather than through public offerings. We help structure these deals to comply with federal (primarily, SEC) and state regulations.

Corporate governance involves establishing policies, practices, and frameworks to ensure a business operates ethically and in compliance with applicable regulations. We help businesses with board advisory, audit committee compliance, and internal controls.

Preparation involves identifying potential investors and structuring the offering, creating legal documents like convertible notes, SAFEs or other forms of investment agreements, along with private placement memorandums and subscription agreements (if applicable) and ensuring regulatory compliance with applicable securities exemptions. Our attorneys guide you through every step.

Yes, we provide expertise in navigating “blue sky” laws and SEC regulations for private placements helping to ensure full compliance.

Contact us for a consultation. We’ll assess your business needs, discuss potential strategies, and outline a plan to help you achieve your corporate and financial goals.

FAQ

Our group focuses on a wide range of corporate and financial legal matters, including corporate counsel, corporate governance, securities offerings, mergers and acquisitions, venture capital financing, and private placements.

We serve businesses of all sizes and stages, from startups to growth companies and established enterprises.

Securities law compliance ensures your business meets federal and state regulatory requirements, reducing the risk of penalties and legal disputes. It is vital raising capital.

We provide end-to-end support for M&A transactions, including due diligence, drafting and negotiating agreements, regulatory compliance, and closing deals.

Contact us for a consultation. We’ll assess your business needs, discuss potential strategies, and outline a plan to help you achieve your corporate and financial goals.

Corporate governance involves establishing policies, practices, and frameworks to ensure a business operates ethically and in compliance with applicable regulations. We help businesses with board advisory, audit committee compliance, and internal controls.

Corporate governance involves establishing policies, practices, and frameworks to ensure a business operates ethically and in compliance with applicable regulations. We help businesses with board advisory, audit committee compliance, and internal controls.

Preparation involves identifying potential investors and structuring the offering, creating legal documents like convertible notes, SAFEs or other forms of investment agreements, along with private placement memorandums and subscription agreements (if applicable) and ensuring regulatory compliance with applicable securities exemptions. Our attorneys guide you through every step.

Yes, we provide expertise in navigating “blue sky” laws and SEC regulations for private placements helping to ensure full compliance.

Speak with a corporate and securities attorney today

Let us help you achieve your business goals with confidence.