Structured and Regulated Finance & Trading; Derivatives

Description

Structured finance is invoked when companies have complex financing or financial risk management needs, which cannot be solved with conventional financing. At IBL, our experienced attorneys advise our clients on a wide range of finance and trading regulations, such as the federal statutes administered by the CFTC and SEC that cover matters ranging from the registration, conduct, and reporting requirements of investment advisers, broker-dealers, and commodity trading entities, to the regulation of exchange-listed and over-the-counter (OTC) swaps and derivatives for securities and commodities.

SERVICES

  • Broker-dealer
  • Fund formation
  • Investment Advisers Act and Investment Company Act (’40 Acts)
  • Project Finance
  • Structured finance
  • Securities Exchange Act & Dodd-frank
  • Alternative Trading Systems (ATS)
  • Securities exchanges
  • Market-makers
  • Commodity Exchange Act
  • Commodity Trading Advisors (CTAs)
  • Commodity Pool Operators (CPOs)
  • Floor brokers and floor traders
  • Registered Investment Adviser (RIA)

Practicing Attorneys

Aaron Krowne

Partner

Meghan Pratschler

Of Counsel

Andrew Goldenberg

Of Counsel

Christopher Ray

Of Counsel

Atilla Baksay

Of Counsel

Matthew Bouillon Mascareñas

Managing Partner

Laura "LC" Cole

Of Counsel

Richard Nacht

Of Counsel

Benjamin Walsh

Of Counsel

Amanda Comas

Of Counsel

Ali Derie

Of Counsel